Job Description
Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self-Clearing Broker Dealer who has worked in the role of CCO at a Self-Clearing Broker Dealer within the last 10 years "All Other Please DO NOT APPLY". Candidate must have or be willing to get a Series 7, 14, and 24. Individual must have experience in various asset classes including but not limited to equities, fixed income and options. Once again only Candidates that have 5 years' experience in the role of Chief Compliance Officer working at a Self-Clearing Broker-Dealer within the last 10 years will be considered, all others please do not apply.
What You'll Need:
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